July 28, 2021
Advanced Compliance
8:30 a.m. - 2:00 p.m.

• Regulatory Panel
  The Regulatory Panel allows face-to-face interaction with your regulators, highlights hot topics, trends, and best practices. The question and answer session gives bankers an opportunity to get an up-to-date interpretation directly from the people who have been, or will be, in your banks.


• 2021 Compliance Hot Topics
  An overview of 2021 compliance regulatory changes and hot topics, particularly banking in a post-COVID-19 world.


• Risk Assessments and Mitigation
  Enterprise risk assessments are the best way to show that you are monitoring, understanding and mitigating risk within your organizations. We will discuss what makes a strong risk assessment program and what required elements need to be in place, what key information systems are key to implementing risk assessments and capturing mitigation of certain risks, as well as quality indicators examiners are expecting when it comes to various risk assessments by topic. We’ll talk about how to build and tailor effective risk assessments and internal controls.


• BSA Today
  This session will cover real situations, findings, and consent orders related to BSA/AML compliance and what we can learn from these orders. We will go over some of the top COVID-19 security concerns and how COVID-19 has impacted your institutions and increased the bombardment of risks.


• Social Media Advertising and UDAAP
  There are many things to consider when the bank utilizes social media for any number of reasons – ranging from BSA to debt collection concerns. In this presentation, we will be discussing Social Media as it relates to the interagency guidance, third-party management, and best practices. This will include a discussion related to marketing, dealing with complaints, customer privacy when posting on social media platforms and employee usage.


• Website Compliance
  This presentation will cover C/A’s Top 10 website compliance mistakes and how to avoid them.