School Location:
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ABA Members:
Early Registration Price: $680;
After April 12: $780

Non-Members:
Early Registration Price: $1,360;
After April 12: $1,560

Tuesday, May 10
9:00 a.m. - 3:30 p.m.

• Recap of Major AML/BSA Trends in 2021-22
  During this update, we will focus on current BSA/AML trends and the regulatory guidance that outlines the responsibility for BSA/ AML compliance.


• 2022 Update of BSA Reform and Priorities - National Defense Authorization Act
  What is the current status of the BSA Reform Priorities set forth in the National Defense Authorization Act? This session will focus on an update, discuss the key eight BSA/AML Priorities including Terrorist Financing and Proliferation Financing as well as recommendations for proactively meeting regulatory expectations?


• FinCEN Updates and Impact of the FFIEC BSA/AML Examination Manual
  What are the 2021 and 2022 FFIEC BSA/AML Examination Manual? What are the key “MUST” regulatory expectations for financial institutions? This session will highlight the key takeaways from these updates with a focus on enhancing the banks’ policies, procedures, and processes. Attendees will receive an updated FFIEC BSA/AML Examination Manual that contains all updates.


• Preparing for the BSA/AML Examination - Learning from Recent Enforcement and Audit Findings
  Often bankers comment that enforcement actions only happen to the big banks. Regulators are encouraging senior management and boards to stay abreast of enforcement actions. During this session, we will examine recent consent order(s) with specific BSA violations to share with senior management. This session also includes recommendations and best practices for on-going preparation and organization for audits and examinations.


• What are the Examiners and Auditors BSA/AML Pulse Points?
  During this session, bankers have the opportunity to share and learn from other bankers what the current hot topics are during recent BSA/AML examinations and audits.


• Revisiting the BSA/AML Compliance Risk Assessment
  The enhanced focus on using risk assessments to increase AML program effectiveness is consistent with federal and state regulatory priorities. Many of the recent BSA/AML regulatory exam finding cite BSA/AML and OFAC risk assessments lack detailed analysis to identify risk within the customer base. This session will revisit the BSA/AML risk assessment process and provide additional insight, tips, and recommendations.